China Greatwall Securities

China Greatwall Securities Co., Ltd. (referred to as Greatwall Securities) is a national professional securities company. It was approved by the headquarters of the People's Bank of China and established in May 1996. It is one of the earliest established securities companies in China and one of the first comprehensive securities companies in the country.

In April 2015, Greatwall Securities was restructured into a corporation. On October 26, 2018, China Greatwall Securities Co., Ltd. first publicly issued stocks and was listed on the Shenzhen Stock Exchange for trading. The stock is abbreviated as "Greatwall Securities," with the stock code "002939". As of now, Greatwall Securities has over 3,000 employees, with more than ten branches in cities such as Beijing, Shanghai, Guangzhou, and Hangzhou, and over 100 business offices in major cities across the country.

Development History

1. May 1996, Greatwall Securities was approved and established by the headquarters of the People's Bank of China.
2. March 8, 2000, Greatwall Securities' registered capital increased to 825 million yuan.
3. In 2002, the largest shareholder of Greatwall Securities changed to China Huaneng Group, with China Huaneng Group Co., Ltd. as the actual controller.
4. In 2005, the registered capital of Greatwall Securities increased to 925 million yuan.
5. In March 2009, Greatwall Securities obtained a comprehensive broker license, becoming one of the first comprehensive securities companies in the country.
6. In April 2015, Greatwall Securities was restructured into a corporation.
7. In December 2016, Greatwall Securities' subsidiary, Caitong Securities (Hong Kong) Co., Ltd., obtained Hong Kong SFC licenses for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management).
8. On October 26, 2018, China Greatwall Securities Co., Ltd. first publicly issued stocks and was listed on the Shenzhen Stock Exchange for trading, with the stock name as "Greatwall Securities" and the stock code as "002939".

As of December 31, 2022, Greatwall Securities had 11.197 million brokerage clients, of which 6.519 million were active clients. The total assets of the brokerage business reached 1.8 trillion yuan; the balance of margin trading and securities lending reached 123.48 billion yuan; the scale of asset management business reached 1.6 trillion yuan; the investment banking business completed underwriting and sponsorship of 24 IPO projects and 23 refinancing projects.

Business Scope

1. Securities Brokerage: Providing services such as securities trading, settlement, and fund management for clients.
2. Securities Investment Advisory: Offering consulting services such as securities investment analysis, evaluation, and suggestions for clients, including investment advisory services.
3. Proprietary Trading: Investing in securities activities with its own funds, including stocks, bonds, funds, etc.
4. Securities Underwriting and Sponsorship: Offering services such as underwriting, sponsorship, and financial advisory for enterprises in the issuance and listing of stocks, bonds, and other securities.
5. Securities Asset Management: Providing services such as securities portfolio management, trust plan management, and specific account management for clients.
6. Margin Trading and Securities Lending: Offering financing loans or securities lending transactions using stocks as collateral for clients.
7. Securities Investment Fund Distribution: Providing sales services for various types of fund products, such as public funds and private funds, for clients.
8. Distribution of Financial Products: Offering sales services for financial products, insurance products, etc., issued by other financial institutions for clients.

Financial Licenses

1. Comprehensive Broker License: Permitting activities such as securities brokerage, proprietary trading, securities underwriting and sponsorship, securities asset management, margin trading, etc.
2. Securities Investment Advisory License: Permitting securities investment advisory business, including investment advisory services.
3. Distribution of Financial Products License: Permitting the distribution of financial products business, including the distribution of wealth management products, insurance products issued by other financial institutions, etc.
4. Hong Kong SFC Licenses for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management): Allowing the conduct of corresponding businesses in Hong Kong.